Regal Securities has prepared this report pursuant to U.S. Securities and Exchange Commission Rule 606, formerly Rule 11A(c)1-6, requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of non-directed orders, which are any orders that the customer has not specifically instructed to be routed to a particular venue for execution.

4^th Quarter 2021 (PDF)      4^th Quarter 2021 (XML)

3^rd Quarter 2021 (PDF)      3^rd Quarter 2021 (XML)

2^nd Quarter 2021 (PDF)     2^nd Quarter 2021 (XML)

1^st Quarter 2021 (PDF)      1^st Quarter 2021 (XML)

4^th Quarter 2020 (PDF)      4^th Quarter 2020 (XML)

3^rd Quarter 2020 (PDF)      3^rd Quarter 2020 (XML)

2^nd Quarter 2020 (PDF)     2^nd Quarter 2020 (XML)

1^st Quarter 2020 (PDF)      1^st Quarter 2020 (XML)

4^th Quarter 2019

3^rd Quarter 2019

2^nd Quarter 2019

1^st Quarter 2019